Important Notice to IAs: Corrections Made to KAR 81-14-9(b)(2)(B) Regarding Safekeeping Requirements
Commissioner Ney issued a Special Order on July 25, 2016 which corrects provisions under KAR 81-14-9(b)(2)(B) regarding exceptions from safekeeping requirements for Kansas-registered Investment Advisers that advise and manage private investment funds.
KSC Recognizes World Elder Abuse Awareness Day by Asking Citizens to Watch for Signs of Elder Fraud
In recognition of World Elder Abuse Awareness Day, the KSC spotlights the importance of safeguarding Kansas’s senior population by keeping a watchful eye for signs of elder financial exploitation and reporting possible abuse to appropriate officials.
Regulation A, Tier 2 Offerings
At this time, the Office of the Kansas Securities Commissioner has no notice filing requirements pertaining to offerings being made under Regulation A, Tier 2 of the Securities Act of 1933.
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