Click to Home
Go To Search

News and Press Releases

Posted on: March 30, 2012

Special Order for Investment Advisers with Fewer Than 15 Clients

Special Order Granting Temporary Exemption for Certain Investment Advisers

WHEREAS, the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") made significant changes to the federal regulation of investment advisers; and...

View full Special Order...
Facebook Twitter Google Plus Email

Other News in News and Press Releases

Regulation A, Tier 2 Offerings

Posted on: June 10, 2016

Essay Scholarship Winners Announced!

Posted on: April 25, 2016

Wichita Man Sentenced for Securities Fraud

Posted on: November 24, 2015

Lawrence Man Sentenced for Securities Fraud

Posted on: September 12, 2014

2013 Video Contest Winners Announced!

Posted on: April 30, 2013
America Saves Week!

Kansas Saves Week (America Saves Week)

Posted on: February 25, 2013

KSC Newsletter

Posted on: March 15, 2012