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Posted on: July 26, 2016

Important Notice to IAs: Corrections Made to KAR 81-14-9(b)(2)(B) Regarding Safekeeping Requirements

Commissioner Ney issued a Special Order on July 25, 2016 which corrects provisions under Kansas Administrative Regulation 81-14-9(b)(2)(B) regarding exceptions from safekeeping requirements for Kansas-registered Investment Advisers that advise and manage private investment funds. KAR 81-14-9 will be amended to make permanent the corrections that are specified in the Special Order.

Investment Advisers with questions about the provisions of the order may contact Shelly Welch at 785-296-1911 or Shelly.Welch@ks.gov or Steve Wassom at 785-296-3309 or Steven.Wassom@ks.gov.

Read a copy of the Special Order here.
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