Application and Forms
Required Exhibits to Be Filed
Registration of Securities
Registration by Qualification
About the Midwest Regional Review Program
Midwest Regional Review Limitations
If the proposed business of the company requires a minimum amount of proceeds to commence or to proceed with the business in the manner proposed, there shall be established an escrow account with a bank, savings and loan association, or other similar depository institution acting as independent escrow agent with which shall be immediately deposited all proceeds received from investors until the minimum amount of proceeds has been raised.
Only equity offerings not exceeding $5 million - consisting of common stock, preferred stock, membership interests, or units consisting of equity securities and warrants to purchase equity securities - will be considered for coordinated review.
The company issuing securities in connection with
Securities and Exchange Commission (SEC)
Regulation A or Regulation D Rule 504 must comply with the requirements of the
North American Securities Administrators Association
Small Company Offering Registration (SCOR) Statement of Policy
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